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Preliminary Self-Assessment
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Select Industry
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Introduce Yourself
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AI GRC Assessment
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Your Organization's Risk Score


Investment & Trading
The investment and trading industry faces unique challenges in AI implementation, including the need for real-time data analysis, regulatory compliance, and risk management. Our solutions help:
  • Ensure compliance with financial regulations and standards, including SEC guidelines, MiFID II, and AML laws.
  • Implement sophisticated algorithmic trading strategies that enhance market execution and minimize transaction costs.
  • Improve portfolio management through predictive analytics and automated asset allocation to optimize returns and manage risk.
  • Develop real-time risk assessment models that provide alerts on market volatility and potential threats.
  • Ensure transparency in trading algorithms and investment decisions to foster trust and integrity in financial markets.


Global Regulatory Expertise

Aligned with HIPAA, FDA, GDPR, the EU AI Act, CCPA, NIST AI RMF, ISO 42001, FCRA, ECOA, GLB, AML Regulations, BSA, USA PATRIOT Act, FinCEN, and other emerging AI laws.


Industry-Specific Solutions

Tailored for finance, healthcare, pharma, manufacturing, supply chains, and government.


Industry-Leading Expertise

Our team brings over three decades of experience in business and AI strategy, governance, risk management, compliance, and AI/ML implementations.


Global AI GRC Leadership

Founded by Dr. Rizwan Amin Sheikh (“Dr. Riz”), an internationally renowned Business & AI Strategist, AI GRC Professional, Author, and Professor with 25+ years of experience in the industry and academia.

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Global AI Excellence (GAIX) is a leader in AI Governance, Risk, and Compliance (GRC), offering innovative software and advisory services to ensure responsible AI adoption. We empower organizations in financial services, healthcare, pharma, manufacturing, supply chain, and the public sector to deploy AI ethically and responsibly while meeting global regulatory requirements.
info@gaix.ai


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